the Securities and Exchange Commission by submitting it to the Office, in which case it shall be deemed that the registrar is granted the cancellation of the service provision as securities registrar
in the governing Notification to perform audit work and affix signature to express an opinion on audit reports of foreign business wishes to or granted approval for public offering of shares in
program rights was granted by the Company's Managing Director (MD) to authorize this transaction. 2. The Company recognized revenue from sales and delivery of program rights to two new local customers, whom
granted to the intermediary when [i] the qualifications as specified in Clause 7 has been met by the intermediary as of the opening date of such branch office and [ii] the intermediary has already notified
branch office, it shall be deemed that an approval has been granted to the intermediary when [i] the qualifications as specified in Clause 7 has been met by the intermediary as of the opening date of such
Thor. 70/2561 Re: Rules on Personnel in the Capital Market Business (No.10) dated 24 October 2018 (effective on 1 January 2019). 10 performing duty under Clause 4(1) (2) or (3) and granted a waiver by
following events occur, the Office’s approval for the establishment and management of the mutual fund shall cease accordingly, unless there is an appropriate reason and a waiver is granted by the Office: (1
and a waiver is granted by the Office: (1) The value of outstanding investment units is insufficient to accommodate the expenses for further investment management; (2) The nature of the sale of