SEC Secretary-General Ruenvadee Suwanmongkol has announced that the SEC Board, at its monthly meeting held on 11th December, approved the granting of securities depository center regulatory

through local licensed intermediaries in the host country must be authorized or approved for establishment and offering for sale to the public in the home country and must have the characteristics in

towards sustainability. In addition, the IOSCO APRC Meeting approved SEC as the host of their next plenary meeting, which is planned to be held between October 7-9, 2020 and

providers must select SEC-approved outsourcee and increase the roles of business providers regarding self-supervision. Business providers must regulate their outsourcing policies at least once a year, with

company must upgrade its operating system and risk management systems to support the additionally approved securities classes. The consultation paper is available at www.sec.or.th/hearing

this year. The Capital Market Supervisory Board approved the revision of regulations concerning cross-border offerings of debt securities and CIS in line with ASEAN Capital Markets Forum (ACMF)?s

violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment

least three quarters of total voting rights less interested shareholders to be approved. Accordingly, the SEC suggested ADAM shareholders carefully study relevant information, exercise their rights to

approved, in which case ADAM will have to deduct the payment of such expenses from the deposit of 18.5 milion baht. In this regard, the Board of Directors and the Audit Committee view that the proposed

' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and