regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital
balance, and shall confirm the transfer of money or assets in and out of the fund. There shall be system to issue and send the reports on asset flow of the fund to the clients regularly and in appropriate
report the investment position, the flow of assets, rights and dividends received from the investment, and accrual/payable balance, and shall confirm the transfer of money or assets in and out of the fund
information. You may withdraw your consent at any time by taking the following steps: Press the unsubscribe button from the emails of the SEC Office; Check the email address; Press the Confirm button to
examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally; - Consider the
information. You may withdraw your prior consent at any time by taking the following steps: Press the unsubscribe button from the emails of the SEC Office; Check the email address; Press the Confirm button to
changed after that date. ……………….(name of securities company)…………… does not confirm nor certify the accuracy of such survey result
published on the Stock Exchange of Thailand’s website, the size of previous related transaction occurred 6 months ago for these 6 related persons was 0.191% which considered as a medium transaction. Therefore
2002. Notified on this 14th day of February 2002. - Signature - (Mr. Prasarn Triratvorakul) Secretary-General The Office of the Securities and Exchange Commission Published in the Government Gazette
Exchange Commission Published in the Government Gazette, General Issue, Volume 119, Special Section 15Ngor, dated 22 February 2002.