Rich Asia Corporation Public Company Limited Rich Asia Corporation Public Company Limited (RICH) failed to prepare and submit a financial statement for the year 2022 to the SEC Office within the
SMC Power Public Company Limited SMC Power Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2022 and (2) the annual report for the year 2022
Asia Wealth Securities Public Company Limited Asia Wealth Securities Public Company Limited, as a securities broker, violated The Securities and Exchange Act B.E. 2535 Act, in total 4 cases as
Ms. Wanliya Kanjanapongkit Ms. Wanliya Kanjanapongkit, an authorized director of KACHAVET Company Limited, was responsible for the company's operations. Her failure to perform the required duty
S GENIX Company Limited S GENIX Company Limited (at the time of the incident, the company name was Generation S Company Limited) reported an incident in which the Company breached the debt repayment
Mr. Sithinant Manyati Mr. Sithinant Manyati, an authorized director of KEENBIZ Company Limited was responsible for the company's operations. His failure to perform the required duty of her
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 96 Securities and Exchange Act B.E. 2535 Section 96. The SEC may or may not require a securities company to have a paid-up registered capital in an amount specified for operation of any