also creating innovative products and comprehensive services in keeping with changing customer expectations regarding financial services, with ever-greater consideration of consumer protection and
, the SEC encouraged TIA right protection volunteers to perform their roles efficiently at the AGMs. Solid assessment outcomes reflect the success arising from all parties? strong effort and cooperation
is to ensure transparency and commitment to the protection of clients? best interest. The SEC expects the Code to attract cooperation from investment management companies, first of all, in the form of
right time with ever-greater consideration of consumer protection and customer privacy, taking into account the changing customer expectations. Along with this, we focus on predictive risk management
| - |- Branch Office | - |- Foreign Derivatives Agent |- Margin Requirement (Section 18) |- Other related business (Section 22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities
hosts IOSCO APRC Meeting during 9-11 March 2021 as sustainable finance, market fragmentation, supervisory cooperation, and digital assets and cryptocurrency including investor protection perspectives
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ โปรดรอสักครู่... เรื่อง : สัมมนาเรื่อง “การเตรียมความพร้อมกรรมการ และผู้บริหารระดับสูงในเรื่อง Personal Data Protection” (ฺBO) วันที่ : 05/03/2020
regulation. Key highlights included: (1) Utilizing AI to detect suspicious trading behaviors and potential misconduct, aimed at promoting transparency and strengthening investor protection, and (2) Building an
Budsaratragoon, SEC Secretary-General, presided over the opening ceremony and gave a lecture to shareholder rights protection volunteers emphasizing the importance of enhancing trust and confidence in the Thai
ดูแลของประเทศต่าง ๆ ในเอเชียแปซิฟิก ในงาน BNM-OECD Conference on Financial Education and Financial Consumer Protection in Asia-Pacific ซึ่งจัดโดยองค์การเพื่อความร่วมมือทางเศรษฐกิจและการพัฒนา (OECD