performance of PF/DF marketing agents, and (3) the compulsory seeking of clients? consent before disclosing their personal information. The consultation paper is available at www.sec.or.th. Stakeholders and
successful performance of any trigger fund may proceed only after accurate and complete information on all of the trigger funds under management is clearly disclosed for investors? comparison and decision
such, impractical and outdated regulations will be revised to support underwriters? performance with trustworthiness and responsibility to investors, which will eventually build up their own credibility
Mr. Pongsak Lothongkam Mr. Pongsak Lothongkam knew or possessed positive material information about SVI Public Company Limited (SVI) Q3/2021 performance which would be significantly increase
GIFT. This resulted in a significant decline in GIFT’s performance and revenue. Furthermore, Mr. Perajed personally benefited from the operations of GLOOMMING 18/07/2025 agreed to comply with civil
AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be significantly increased, alleged purchased AH share by using such insider information through MR. KOH LIAN KING’s securities
Public Company Limited (AH) performance for Q3/2022 which would be significantly increased. Subsequently, during 9 November 2022 to 14 February 2022 prior to AH’s disclosure of such inside information to
MRS. TEO LEE NGO MRS. TEO LEE NGO is legally presumed to have knowledge or possession of inside information about AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be
. Pranay Kothari, an Executive Director and representative of juristic person of PCL, and Mr. Manish Gupta, Chief Financial Officer of PCL, know the information on PTL’s performance in the consolidated and
(Asia) Pte. Ltd. (“PAPL”) and Polyplex (Thailand) Public Company Limited (“PTL”), and Mr. Manish Gupta, Chief Financial Officer of PCL, know the information on PTL’s performance in the consolidated and