------------------------- Approval of Securities Offering Others Securities Issuance Approval/Disclosure/After Sell Duties for ESOP Approval/Disclosure/After Sell Duties for ESOP of Foreign Companies Filing of the registration
apply for approval of major shareholder; (6)7 in cases where the applicant is a company having operated other businesses prior to the date of filing an application under Clause 7(5) or Clause 8(5), it
the regulations under Clause 45. Clause 45. In filing the registration statement for an offer for sale of newly issued short-term sukuk in the form of program that has received an approval under Clause
Securities and Exchange Act B.E. 2535 (1992) and Clause 1 of the Notification of the Securities and Exchange Commission Re: Rules and Schedules for Report Filing of Securities Companies dated 18 May 1992, the
Act B.E. 2535 (1992) and Clause 1 of the Notification of the Securities and Exchange Commission Re: Rules and Schedules for Report Filing of Securities Companies dated 18 May 1992, the Office of the
(1992) and Clause 1 of the Notification of the Securities and Exchange Commission Re: Rules and Schedules for Report Filing of Securities Companies dated 18 May 1992, the Office of the Securities and
Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
and legal proceedings. In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before