securities or the decision making on securities investment. This case is in the process of inquiry by the inquiry official. SEC Act S.240 (the fifth amendment) Criminal Complaint Filed with an Inquiry

companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 24/05/2017

an amount of 299,250.00 Baht     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/06/2017

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

>     - a civil monetary penalty of 1,265,000.00 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the Penal Code Civil Action Dated 16

executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the

> SEC Act (the fifth amendment) Section 241 Civil Action Dated 12/06/2017

months. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 21/07/2017

1,366,085.00 Baht The SEC has banned Mr. Thanasit from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241

The SEC has banned Mr. Chitchai from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil