2017 to the SEC in accordance with the Notification of the Capital Market Supervisory Board No. Tor Jor. 44/2556. In addition, all of the said financial statements must be disclosed to the public

conditions***. Additionally, mandatory deposits with DA custodians would not be required.The SEC will draft a notification of the proposed amendments and conduct a public hearing with stakeholders before

Notification of the Securities and Exchange Commission No. Kor Jor. 39/2564 Re: Determination of Definition of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor, dated 24 December

migrated to the new structure (auto migration). The SEC Board has approved the revision to the principles.  The SEC has therefore drafted 14 ministerial regulations and a notification concerning the

securities are listed on the Stock Exchange, as from the date of being imposed with the criminal complaint throughout the period of legal proceedings in accordance with the Notification of the Securities and

websites or emails: wongsakorn@sec.or.th or dpsec@sec.or.th. The public hearing ends on 30 May 2024. __________________ Note: * Notification of the Office of the Securities and Exchange

complaint throughout the period of legal proceedings in accordance with the Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of

:*Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 1/2565 Re: Reduction of Application Fee for Approval of Auditors in the Capital Market dated 14 January 2022.  

providers. Currently, the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses is being revised to

Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies