, Head of Systematic Research on Sustainability, Lombard Odier, (3) Mr. Thanapong Na Ranong, Managing Director at Beacon Venture Capital Limited, and (4) Mr. Adisorn Sermchaiwong, Executive Chairman of

“Because Sharing is Caring – The Unsilenced Truths,” organized by the XSpring Capital Public Company Limited in collaboration with the SEC, the Stock Exchange of Thailand (SET), and the National Association

SEC has a responsibility for the supervision and development of the Thai capital market so as to ensure that it is effective, transparent, and reliable and is accessible by every sector of capital

This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline

SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in

) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been

GUARDIAN CAPITAL ASSET MANAGEMENT COMPANY LIMITED KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED KIATNAKIN PHATRA SECURITIES PUBLIC COMPANY LIMITED GRANT

investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market

therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020.  In addition, SEC has found that this misconduct had been partially

investment supermarket license to provide an opportunity to the investing public to have more accessibility to the capital market.The SEC?s 2013 strategic plan comprises four key strategies including (1