regulator which is a member of International Organization of Securities Commissions (IOSCO) and Signatory A of IOSCO MMOU concerning Consultation and Cooperation and the Exchange of Information, (3) CIS

Bangkok, July 2, 2012 ? SEC Secretary-General Vorapol Socatiyanurak together with the SEC and the Stock Exchange of Thailand (SET) executives welcomed Zhu Yongyang, Vice Mayor of Kunming City and

? 23 July 2014 before the company disclosed the Q2 operating results via the SET. Assavin?s offence was in violation of Section 241 of the Securities and Exchange Act of 1992 (SEA) and liable to the

, and using inside information for trading Roynet shares in violation of Section 300 with Section 56, Sections 59, 238, 241, 246 and 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The

failure to comply with the SEC?s order, the company and its responsible management are liable to violation of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992) with penalties under Section

and Clause 4(3) of the Notification of the Securities and Exchange Commission No. Kor Jor 8/2553 Re: Determination of the Untrusthworthy Characteristics of Company Directors and Executives dated 23

Bangkok, September 19, 2011- The SEC proposed amendment to the Securities and Exchange Act B.E. 2535 (SEA) regarding provisions against unfair securities trading practices and supporting capital

Socatiyanurak, SEC Secretary-General said that the SEC hosted ?Modern business, attentive and ready for any situation?, the first ?SEC for CEO Forum? in 2017 to strengthen cooperation and exchange experience and

twice a year and each authority will take turns hosting the event.  The next meeting will be hosted by the Securities and Exchange Commission of Cambodia,? Vorapol added.

advance notice, if the outsourcees are: financial institutions, subsidiaries of the business operator, audit firms where the SEC-approved auditors work, the Stock Exchange of Thailand or its subsidiaries