without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice given to any person that suitable to investment objective, financial status
aforesaid statement to certify that derivatives broker have given an explanation of risk in derivatives trading. Clause 22. In cases where customer wishes to trade derivatives contract with specific risk
risk in derivatives trading. Clause 22. In cases where customer wishes to trade derivatives contract with specific risk which is different from that specified in the risk disclosure statement in Clause
on the register of persons qualified to be fund manager. In this regard, the management company shall appoint not more than one person from such register pursuant to the specific rules under Clause 7
register pursuant to the specific rules under Clause 7 (2) and Clause 13 (3); (2) the appointee shall be a permanent employee of the management company and able to work full-time for the management company
derivatives trading. Clause 24. In the case that a client wishes to enter into derivatives trading which involves specific risks that are different from those indicated in the risk disclosure statement under
involves specific risks that are different from those indicated in the risk disclosure statement under Clause 23, and such risks have not been disclosed by the derivatives broker, the derivatives broker