“Because Sharing is Caring – The Unsilenced Truths,” organized by the XSpring Capital Public Company Limited in collaboration with the SEC, the Stock Exchange of Thailand (SET), and the National Association
This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been
securities trade order instructions are the violation of Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators
December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
retail investors. The proceeds will be used for business expansion, capital restructuring and working capital. The issuance of the perpetual debentures also reduced the consolidated net interest-bearing
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GUARDIAN CAPITAL ASSET MANAGEMENT COMPANY LIMITED KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED KIATNAKIN PHATRA SECURITIES PUBLIC COMPANY LIMITED GRANT
investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market