Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
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จ า รณาของฝ่ายพฒันากฎเกณฑเ์ม่ือวนัท่ี .......................................... Notification of the Capital Market Supervisory Board No. Tor Thor. 34/2556 Re: Repeal of the Notifications related to
8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899 4.8713 3.7185 11/03/2021 8.5899 4.8713 3.7185 246009462103-1 7UP PHAHANA INVESTOR
1 AT JSP 60/09/02 28 September, 2017 Subject Notification of the Subsidiary capital increase. To The President The Stock Exchange of Thailand The Board of Director’s Meeting No. 10/2017 of J.S.P
10.1379 246009802103-1 7UP Mr. Somyot Poompanmoung Acquisition Stock 4.5081 3.7185 8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899
PUBLIC COMPANY LIMITED Disclosure Business News ( 16 record(s) found) Date Time Heading Link 13/01/2023 17:02 Resolutions BOD:Acquisition of asset,Connected transaction,Issued JCKH-W2,Capital Decrease
first place. The clients therefore suffered damage.The 10 investment consultants worked for five securities companies, namely: (1) Capital Nomura Securities Public Company Limited, (2) Kasikorn Securities
to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her