Currently, rules on providing investor services and communication of securities company regarding offering for sale of high-risk or complex capital market products do not cover the provision of NC
Notification of the Capital Market Supervisory Board.* SEC has therefore suspended {A}’s approval as a securities investment consultant for three months. However, since BBL has suspended her from performing
Clause 23(2) and having prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re
Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
Meeting of Shareholders to fix the remuneration of the Board of Directors for the year 2020 not to exceed 5,500,000 baht (year 2019: 7,000,000 baht). Allocation of such amount to each director shall be
24 million, decreased by Baht 18 million and Baht 36 million for QoQ and YoY, respectively. The major reason came from the expenses allocation from administrative expense to be tolling service expense
million or 19.63 percent from the previous quarter, due mainly to declines in net premiums earned, revenue from capital market products as a result of one-time sales of securities, and dividend income
Purchase Price Allocation from acquiring Park Origin Co.,Ltd (formerly known as “Proud Residence Company Limited”) on October 2nd, 2017 2. Selling and commission expenses, in the period of 2016 and 2017
in third Factory, Because of calculation the size of investment (Non- Excluding working capital amount of 100 million baht), equivalent to 45.28% of total assets acquired during the past 6 months. The