กับบริษัทหลักทรัพย์ ในการพัฒนาระบบซื้อขายสำหรับ LiVE Exchange ซึ่งจะมีกลไกการซื้อขายและการกำกับดูแลที่แตกต่างจาก SET และ mai โดยรูปแบบการซื้อขายจะเป็นลักษณะ Auction-based วันละ 1 รอบ และชำระราคาและส่ง
Stock Exchange of Thailand (SET) trading system. Any person, who knows or ought reasonably to know that placing of orders to a trading system may create the price or trading volume of securities to be
connected transactions and acquisition of assets, the company is required to disclose the information on transactions to the Stock Exchange of Thailand (SET) and seek shareholders? approval on the
was always higher than its acquisition price. The buy side would occur in the opposite direction. Instead of buying securities for UBS?s clients at the best offer available on the SET main board
was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
Association.In cooperation with Thailand Ministry of Finance, the World Bank has been working with Thai Securities and Exchange Commission (SEC) and The Stock Exchange of Thailand (SET) regarding corporate
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives