ensure compliance with the trust instrument and the relevant laws. The duties under the first paragraph shall include the following duties: (1) ensuring that the REIT is managed by the REIT manager whose
company and the unitholders; (7) the money borrowing or creation of encumbrances on a fund’s assets; (8) the liquidation of a fund. In the case where no specific notifications prescribe the rules related to
where no specific notifications prescribe the rules related to the matters of funds in Paragraph 1, the management company shall comply with other notifications prescribing such rules for general mutual
Duration List of Fund Managers Past performance at specific periods (% per annum) YTD 3 months 6 months 1 year Benchmarks: Fund Benchmarks Peer group average Fund standard deviation Benchmark standard
information and documents, as detailed in Chapter 11; (11) additional regulations for operation of specific business, as detailed in Chapter 12. 3 Part 4 The SEC Office’s Power Clause 5 In order for this
fund manager s; and (4) derivatives advisors. Division 1/1( Specific Regulations on Providing Services of Derivatives Dealer Clause 12/1 An intermediary shall shall arrange a procedure for ensuring that
. Division 1/1 Specific Regulations on Providing Services of Derivatives Dealer Clause 12/1 An intermediary shall shall arrange a procedure for ensuring that a client can access the information and risks
: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor ; (3) derivatives fund managers; and (4) derivatives advisors. Division 2 Specific Regulations on