the Ethical Standard Act B.E. 2562 (2019), which has come into force since 17 April 2019. Details of the Declaration of Intent (Thai version only) are available at https://www.sec.or.th
in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
subscription right for capital shares of its subsidiary JMT Plus Co., Ltd. (JMT Plus) at the amount of 1.1 billion baht to its major shareholder Jay Mart Public Company Limited (JMART) before exercising the
committed the misconducts while working at Globlex Securities Co., Ltd. and later at KTB Securities (Thailand) Co., Ltd. Following the inspection reports of Globlex and KTB and her clients? complaints, the
regulations, please visit the SEC website at www.sec.or.th).
of violation. The SEC urges anyone who is affected by the damage incurred from making an investment with this group of persons to provide the ECD Police with additional information at 0-2237-1199 for
prepare participating volunteers to take their roles on shareholders? rights protection efficiently at 2013 Annual General Meeting of Shareholders (AGM). The ?Star for Shareholders? Rights Protection? was
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
UWC (55% of OSCAR shares) to Thai Nakorn Parawood Company Limited ("TNP") at the price of 66 million baht. However, they did not report to the board of directors of UWC that OSCAR had already