offering to sale newly issued securities in the category of debenture without approval from the SEC Office during June 2017 – December 2017 resulted from the instruction or the failure to give instruction
Mr. Songrit Butrngam Mr. Songrit Butrngam, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited financial
Mr. Paiwan Butrsa Mr. Paiwan Butrsa, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited financial
Zipmex Company Limited Between November 9, 2023 and May 27, 2024, Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, failed to provide effective systems for selecting
Mr. Jesada Supasai Mr. Jesada Supasai, Director responsible for the operation of Three Sixty Five Public Company Limite ("TSF"), failed to supervise TSF to prepare and submit (1) the
be liable for APEX’s failure to prepare and submit the annual financial statement for year 2023 and Form 56-1 One Report for year 2023 within the period specified by the notification of the Capital
liable for DR’s failure to prepare and submit the financial statement for the six-month periods ended 30 June 2023 within the period specified by the notification of the Capital Market Supervisory Board
. John has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) within June 7, 2022. However, Mr. John prepared and disclosed the report
Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2018 and (2) the annual