deemed the offenses whereby civil sanctions may be imposed on the offenders. Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/TH/Pages/LawandRegulations
earnings or sufficient liquidity to carry out the share repurchase project as disclosed. Such act was deemed a dissemination of false information or details that could materially mislead the public and
trade shares of SMEs and startups. SEC will hold a meeting with the “SME Startup PE VC” panel to discuss details of the criteria on 19 December 2019. 3. Improved rules: To keep fund mobilization
instance, of such information, a clear text which states that “fund-raising businesses are non-profit social enterprise”, as well as the information on the business, program details, and performance report
Market Symposium 2020 at SEC Facebook page and find more details about the event as well as download full copy of the symposium and research documents at https://www.sec.or.th/SEC-CapitalMarketSymposium
Capital Market Supervisory Board.* The SEC has therefore imposed administrative sanctions with details as follows: (a) suspending the approval of {A} as securities investment consultant for two months
) Adirek Umbangtalad for aiding and abetting the share price manipulation of Royal Ceramic Industry Plc. (RCI), in the amount of 333,333.33 baht. Details are as follows:(1) TRAF price manipulation
on the bourse will be waived, if submitting IPO and listing applications within 2015. Other privileges from other alliances might be included.Interested business operators can seek further details of
with relevant laws and regulations. **Details of sanctions are as follows:1. Suspended {A} from his duty as the approved securities investment consultant for 3 months, effective from July 3, 2015. 2
account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are as follows: 1. Suspended Ashiya Ashiyakul from his duty as the approved capital market