Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving
; and access information sources for investment decision making. At SEC booth, ?Bond Supermart? is also introduced to ease trading debt securities in the secondary market. Specially, start-to-invest
; and access information sources for investment decision making. At SEC booth, ?Bond Supermart? is also introduced to ease trading debt securities in the secondary market. Specially, start-to-invest
กุมภาพันธ์ 2543 กล่าวคือ ส่งคำสั่งซื้อขายหลักทรัพย์บริษัท ชัยวัฒนา แทนเนอรี่ กรุ๊ป จำกัด (มหาชน) (CWT) ในลักษณะที่มีหรืออาจมีผลให้ราคาหรือปริมาณการซื้อขายหลักทรัพย์ไม่ตรงต่อสภาพปกติของตลาด (false market) และ
placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 12/01
Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017
executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the
in high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil penalties determined by the Civil
high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil penalties determined by the Civil Penalty