*. The SEC has therefore suspended the approval as securities investment consultant for {A} and {B} for two months and three months, respectively, both starting from 16 March 2017
, and Patra agreed to enter the settlement procedure. The Settlement Committee, therefore, imposed a fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on the four of them, respectively.
, respectively. The orders have been issued and effective today, after finding indicated that both investor contacts used their clients? accounts to trade securities for others. In case of Meaunchit, the SEC
on {B} and {C}, respectively, for collusively trading TWZ shares with the intention to induce the general public into buying or selling such shares in violation of Sections 243 (2) of the SEA and
{C} for two months from their duties as the approved securities and capital investment consultants respectively. In case of {C} who had already been suspended by OSK Securities for one month, the
, respectively. Meanwhile, in case of GJS, the said entries were found in the following financial statements: THB 378 million in Q1/2009, THB 800 million in Q2/2009, THB 1,010 million in Q3/2009, and THB 1,023
defendant is guilty will be proceeded by the inquiry official and the public prosecutor, and the court will judge the case, respectively. ----------------------- * Clause 3 in conjunction with Clause 4(3
President from February to March 2011 with duties as head of fund managers responsible for supervising the equity funds managed by both companies respectively, had committed dishonest acts by using
., and Nexus Property Consultant Co. Ltd, at 1,172.75 and 1,100.72 million baht, respectively. In addition, based on GLAND disclosure via the Stock Exchange of Thailand (SET), its audit committee also
1-31, 2007, respectively. Five more suspects relevant to the cases expressed an initial intention to enter the settlement procedure. The SEC will announce the settlement results in due course. The