of clients? assets: deficiency of the verification process created risk of damaging client assets. It was found that during August 2014 to March 2015 many clients asked the company to add another
found that during August 2014 to March 2015 many clients asked the company to add another contact phone number to their profiles and the company subsequenlty used only the new number to confirm trading
bond รวมถึงสรุปประเด็นจากการประชุมหารือกับผู ้ประกอบธุรกิจ (“focus group”) เร่ือง ร่างกฎเกณฑ์เพื่อรองรับการออกและเสนอขาย sustainability-linked bond และ Frequently Asked Questions (“FAQ”) เก่ียวกับการจัดท
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