UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
structured notes, convertible bonds, or warrants shall report the redeeming, [converting,] or exercising rights of such securities to the SEC Office under the following rules; (1) the report for the redemption
manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of structured notes, convertible bonds, or warrants shall report the redeeming, [converting
the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of structured notes, convertible bonds, or warrants shall report the redeeming, [converting,] or
information Bangkok, 1 March 2019 ? The SEC is seeking public comments on the proposed rules for data submission to the SEC Office by digital asset business operators and initial coin offering (ICO) portals
comments on the proposed rules for data submission to the SEC Office by digital asset business operators and initial coin offering (ICO) portals https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC
public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors SEC has held a public hearing regarding the notification of
to obtain a relevant license from the Minister of Finance. Since 2018, three types https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital