Globalview Consulting Co.,Ltd. Globalview Consulting Co.,Ltd. colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by
advisory and private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535
Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used
result, Chantip gained illegal benefits from such buying. Moreover, during 12 July – 10 August 2018, after Chantip knew negative non-public information that the operating results of UVAN in the second
) before the company disclosed the financial statements for both quarters to the public via the SET Electronic Information Transmission System. Sarath's securities purchase took advantage of material, non
was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under
sold SUPER shares in his own and other persons? trading accounts to gain personal benefits.Securities trading based on non-public information that is material to the change in securities price is deemed
1 Ref. 29/01/36 19 June 2020 Subject: Notification on the Entering into the Public-Private Partnership Agreement for the U-Tapao International Airport and Eastern Aviation City Development Project To
Parties: Buyer : Smaaash Entertainment Private Limited Seller : Major Cineplex Group Public Company Limited 3. Transaction Asset: 17,896,666 Shares (49.00%) of PVR BLUO Entertainment Limited to Smaaash
ลงทุนในวงจ ากัดโดยเฉพาะเจาะจง1 (Private Placement : PP-วงแคบ) เป็นอย่างดีแล้วว่า “unrated bond ที่มีการเสนอขายแบบ PP-วงแคบ นั้น อาจมีความเสี่ยงด้านเครดิตและสภาพคล่องสูงกว่า ตราสารหนี้ทั่วไป นอกจากนี้ ยัง