risk to customers' assets. The operation shall be obtained the approval from the SEC prior to the operation, but Zipmex did not do so. Accordingly, the act of Zipmex did not operate other than the
for different clients’s profiles via three websites: www.giltedgeintl.com www.on-t3-line.com and www.online-t3.com In case, none of the aforementioned entities had been licensed to operate securities
COMPANY LIMITED), instructed a group of former sales employees of GIFT to establish GLOOMMING GLOBAL COMPANY LIMITED (“GLOOMMING”) in order to operate a same business and in direct competition with
Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second
. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second paragraph of Section 30, the second
the Office of the Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of
: CIS)* ที่ผู้จัดการกองทุน (CIS operator) อยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลหลักทรัพย์ต่างประเทศที่เป็นสมาชิกสามัญขององค์กร ก.ล.ต. นานาชาติ (International Organization of Securities Commissions
official authority’s freezing payments from of such sale, as well as debts from having clients’ asset custody or acting as a representative of such asset custody for a business operator who engages in
timeframe, or if the net capital falls below 60 percent of the minimum requirement for five consecutive days, digital asset operations must be suspended. Business operator must notify customers and follow
เมษายน 2566 โดยจะมีสมาคมตลาดตราสารหนี้ไทย (ThaiBMA) เข้ามาเป็นผู้บริหารจัดการและให้บริการในการทำธุรกรรม (business operator) แก่ผู้ใช้งานบนระบบต่อไปสำหรับการพัฒนาระบบ Digital Infrastructure ในระยะแรกจะ