of their salespersons. Moreover, the rule will introduce more convenient tools and channels for investors to obtain better understanding on products being offered to them in order to make well-informed

such information publicly and promptly because financial statements are material information for investors and shareholders to make well-informed investment decisions and monitor company operation.?

complaint, the SEC found that {B} had been authorized to make securities trading decisions on behalf of the client from the account opening. {B} admitted that she made trading decisions on behalf of the

suitability test before letting clients make an investment, as specified by the SEC regulation. ?Our mission is to protect investors as well as facilitate fundraising for business sectors and develop financial

of shares held in Form 246-2 (2) an announcement of a statement of the intention to make a tender offer in Form 247-3 and (3) a submission of the offer document in Form 247-4 to the SEC Office within

Miss Chatarose Uttamayothin During 10 May to 27 August 2019, Miss Chatarose Uttamayothin aided or abetted Mr. Roongroj Saengsastra, who knew or possessed the inside information about DCC make a

Miss Supanee Thongplengsri During 17 May to 27 August 2019, Miss Supanee Thongplengsri , aided or abetted Mr. Roongroj Saengsastra, who knew or possessed the inside information about DCC make a

Mr.Nakarin Saengsastra During 14 May to 9 August 2019, Mr.Nakarin Saengsastra, aided or abetted Mr. Roongroj Saengsastra, who knew or possessed the inside information about DCC make a tender offer

Mrs. Waree Kaewjinda During 31 July to 20 August 2019, Mrs. Waree Kaewjinda aided or abetted Mr. Viboon Wadcharasurang, who knew or possessed the inside information about DCC make a tender offer

solicited the public to make an investment with the company based on a scheme of the shares investment package started at 1,000 to 1,000,000 bath with a high return of 5 percent of dividend per week for 95