regulations within 90 days of the effective date.______________________Remarks: Three related notifications have been made available on the SEC web site, as follows: (1) The Notification of the Capital Market

the time of the misconduct from 2015 to 2017 holding the positions of director and executive of NMG – made a joint decision to approve, order and arrange a recording of false advertising income in the

distribution to unitholders;(4)   Permitting an application to be made for an extension of the offer for sale of trust units by another six months, which is the same as an offer for sale period of securities

Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

to have a variety of investment options and risk diversification appropriate for their investment objectives. For investment made via Thai business operators, investors will be given advices on foreign

Network expects to share alert lists and scams, as well as updates on digital asset regulatory regimes and developments among the ACMF members.The ACMF made further progress in driving cross-border

investors’ complaints as well as an arbitration process to offer investors and market participants an alternative to settling their disputes. In recent years, additional efforts have been made in different

The criminal complaint has been made in furtherance of the criminal complaint by the SEC against the former directors and executives of K.C. Property Public Company Limited (KC) and others for

SEC. Such applicant shall meet the qualifications, and the application be made according to the regulations prior to providing custodial service;              (2)  To require the digital asset

results.With reference to the annual financial statements for the year 2016 wherein the auditor made a note on the loan transactions with foreign debtors which subsequently increased GL operating results, the