benefit Thai investors or the Thai capital market; (2) having readiness for participating in a regulatory sandbox in the following areas: (a) having capital, work systems and personnel that can support
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ (please use an enclosure if there is more than one market maker) Part D: Participating Dealer (PD) of Foreign ETF in
.: _____________________________ Fax No.: _________________________ (please use an enclosure if there is more than one market maker) Part D: Participating Dealer (PD) of Foreign ETF in Thailand 18) Name of Participating Dealer
facts which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 9 2 In engaging in derivatives with clients, the derivatives dealer
which should be revealed in order to deceive or materially mislead clients pertaining to derivatives, goods or variables. Clause 92 In engaging in derivatives with clients, the derivatives dealer shall
July 2006 shall be repealed and replaced by the following provision: “ Clause 13. When engaging in any affiliated transaction for the fund, the management company shall act in the interests of the fund
July 2006 shall be repealed and replaced by the following provision: “Clause 13. When engaging in any affiliated transaction for the fund, the management company shall act in the interests of the fund
Fund Management and Protective Rules dated 19 July 2006 shall be repealed and replaced by the following provision: “Clause 13. When engaging in any affiliated transaction for the fund, the management
Version 1 CG Score 2022 from Thai Institute of Directors Association (IOD) 2 AGM Level 2022 from Thai Investors Association 3 Companies participating in Thailand's Private Sector Collective Action