all 10 offenders with the DSI for consideration of further legal actions. In this regard, since the offenses in this case also constitute a predicate offense under the Anti-Money Laundering Act B.E

according to the National Action Plan on Business and Human Rights as approved by the Cabinet on 29 October 2019. She will also present the actions that extend or supplement the said national action plan

) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors

three application forms into one, and reducing the required supporting documentation from 19 to 7 documents.  The proposed actions above are expected to help cut down paper consumption by 15,000 sheets

actions if the exchange violates laws, rules, regulations, or orders;            (5)  enhances the supervision of auditors who audit financial statements of securities exchange and over-the-counter center

gather related documents and information. If any directors or executives of IFEC, past and present, are found to have been involved in any wrongdoings, the SEC will take prompt and swift legal actions

December 2020. In the following year, the SEC revised the disclosure rules by requiring listed companies to disclose information on their environmental, social and governance actions, including climate

reported the case to the AMLO for consideration of further actions.______________________Remark: * SEC News No. 25/2023 released on 8 February 2023: “SEC imposes civil sanctions on 14 offenders for share

execution of the scheme.Their actions were in violation of Sections 243 (1), (2) in conjunction with Section 244 of the Securities and Exchange Act B.E. 2535 (1992) and Sections 83 and 86 of the Penal Code

Department of Special Investigation (DSI) for further legal proceedings.Their actions were in contravention of the first paragraph of Section 281/2 in conjunction with Section 89/7 of the Securities and