List of Fund Managers Past performance at specific periods (% per annum) Benchmarks: YTD 3 months 6 months 1 year Fund This ASEAN CIS is authorised or approved (as the case may be) and under the
regulations under Chapter 7/1. Clause 4 In the case where there is a necessary and reasonable ground, the SEC Office may grant a waiver for an intermediary from complying with any rule under this Notification
outside the intermediary’s offices, for example, internal audit plan and report. In granting an approval under Paragraph 1, the SEC Office may impose additional requirements on the intermediary on a case-by
documentation demonstrating that it has qualifications as stipulated in Division 2 of this Chapter. In case of the company stated in Clause 4(2), the following evidentiary documentation shall be submitted as well
alternative assets. ▪ In case of the ARFP Fund without specifying its investment limit in equities, the risk level should be in accordance with the actual asset allocation of the fund. For example, if the fund
, such as TH SarabunPSK 12. • Number of pages: Generally, factsheet should have two to three pages. However, in case of a fund with special characteristics, the management company may prepare factsheet
sandbox , but only within the units or departments operating under regulatory sandbox . Clause 3 In the case where a person having the following qualifications intends to participate in a regulatory sandbox
within the units or departments operating under regulatory sandbox. Clause 3 In the case where a person having the following qualifications intends to participate in a regulatory sandbox, the person shall
debt securities shall comply with the provisions in Part 1 and Chapter 2 of Part 2; (3) an offer for sale of convertible bonds apart from the case in (4) shall comply with (1) or (2), as the case may be