lapse on January 24, 2011 while the case is still under the DSI?s consideration. As the case involves a number of witnesses and evidence, it is unlikely to be able to bring the case onto court within the
clients' assets. In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the
benefit.Following a report of Bualuang Securities Plc., on {A} case the SEC probed into the case and found that he used computer with Bualuang Securities' IP Address to submit the trading orders via client's internet
Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry
Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an
dishonestly and seeking wrongful gains, which caused damage to IEC, in the case where IEC did not exercise the right to purchase shares of Kokcharoen Green Energy Company Limited (KE) at the amount of 45
case inquiry official. SEC Act S.307 311 in conjunction with 315 Criminal Complaint Filed with an Inquiry Official Dated 31/10/2017