Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading
consultant of Veerachai and banned his re-entry as capital market personnel for 10 years, starting from June 3, 2016.Similarly, Jakkrit?s approval as capital maket investment consultant has been revoked for
personnel for 10 years. (2) {B} , an investor contact of KTB Securities Co., Ltd., aided other persons in sending trading orders of TRAF shares in a manipulative manner. She was fined for her assistance in
risk Specific risk SET 50 individual stock/ หุ้นต่างประเทศ ในกลุ่ม large market capitalization 8% 12% Non SET 50 individual stock/หุ้นต่างประเทศ นอกกลุ่ม large market capitalization 10% 20% สินทรัพย์
Mrs. Sutasanee Karnasuta Interest Rate K Alliance Co.,Ltd 7.5% per year, and Mrs. Sutasanee Karnasuta 7.0% per year. Term of bor rowing Up to 2 years from the date of recovery Relationship between
the registration certificate of juristic person / documents related to establishment of a group of persons; (7) Copy of the financial statements for the three most recent financial years or a copy of
date for redemption for another two years, with the total debt exceeding 400 million baht, without being considered an event of default under the terms and conditions of the bonds. (This matter has
than 15 hours within the latest two calendar years before the approval expiration. This training is the same as that required for investment consultants (IC) and investment planners (IP). However, the
digital asset investment activities. In this regard, DA operators would be required to retain the accurate, complete and updated records mentioned above for at least five years from the date of such