variables. Clause 10 In the case where a derivatives exchange provides server co- location services for members to facilitate speedy information transmission or trading orders or to provide information on
intermediary in the category of investment advisory or derivatives intermediary in the category of derivatives advisor provides advisory under Clause 24/1 and does not provide the service of agent to facilitate
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...
remained strong as banks continued to closely monitor credit quality and maintained high levels of capital fund and loan-loss provisions to facilitate credit expansion going forward. Credit Rating Land and
information memorandum of such transactions to its shareholders within 21 days after disclosing to the Stock Exchange of Thailand. Moreover, to facilitate the processes involved, Managing Director or the person
and shareholders in various aspects such as: Facilitate ICUK’s business operation in pursuant to the business plan that the Company believes in that ICUK would potentially generate profit in the
believes that the Change of overseas subsidiaries’ capital structure transaction could potentially result in benefits to the Company and shareholders in various aspects such as: Facilitate ICUK’s business
Stock Exchange of Thailand and to send the information memorandum of such transactions to its shareholders within 21 days after disclosing to the Stock Exchange of Thailand. Moreover, to facilitate the
remained strong as banks continued to closely monitor credit quality and maintained high levels of capital fund and loan-loss provisions to facilitate credit expansion going forward. Credit Rating Land and