from the date of acknowledgement of such misconduct. Clause 13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with
company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with the clients for at least three month from the date which the action take place
articles or research papers previously prepared and disseminated; (4) an article or research paper which contains a statement indicating the interest, whether directly or indirectly, of the person preparing
whose content does not emphasize or focus specifically on the underwritten securities or other related securities, compared to other general articles or research papers previously prepared and
specifically on the underwritten securities or other related securities, compared to other general articles or research papers previously prepared and disseminated; (4) an article or research paper which
creditworthiness of the type of entity or obligation being rated. 1.9 A CRA should maintain internal records that are accurate and sufficiently detailed and comprehensive to reconstruct the credit rating process for
company which are different from those of the Board of Directors - None - The Company is confirmed that all the information in this papers are correct complete and carefully making respectively which is
which covers the methods for selection and evaluation of cloud providers, review of the qualifications of the cloud providers, the terms of services, and inspection of records and evidence; (2) policy on