ก.ล.ต. เปิดโครงการทดสอบนวัตกรรมในตลาดทุนไทย (Regulatory Sandbox) ในด้านการรวบรวม และประเมินข้อมูลของลูกค้า (Know Your Client : KYC) เพื่อเปิดโอกาสให้มีการนำเทคโนโลยีมาใช้เพื่อเพิ่มประสิทธิภาพใน
under the specified scenarios. The regulations are expected to become effective early this year. ?The commercial banks? nationwide branches and the bank-client familiarity contribute to their crucial
, resulting in client not receiving transaction related documents.The SEC has considered Mr. Soontorn’s actions to be a failure to perform his duties or provide services with honesty and good faith, involving
international client. For cost of sales or services for year ended 2019 was THB 114.2 million, increased THB 8.6 million due to the fact that animation department increased manpower. • For year ended 2019 and
the portion not exceeding value of the collateral; (b) collateral payables; (c) payable to client account; (d) securities sold under the repurchase agreement; (4) other liabilities as stipulated by the
the portion not exceeding value of the collateral; (b) collateral payables; (c) payable to client account; (d) securities sold under the repurchase agreement; (4) other liabilities as stipulated by the
the portion not exceeding value of the collateral; (b) collateral payables; (c) payable to client account; (d) securities sold under the repurchase agreement; (4) other liabilities as stipulated by the
million baht of a client of Mr. Pattarawut Thunyajaroen with a view of selling investment units and failed to check whether there was any withdrawal request slip. In addition, she failed to follow up on
Company will not dispose of any assets to a buyer that is classified as a connected person of the Company. In furtherance to the above, any person who is not considered a connected person of the Company and
Company will not dispose of any assets to a buyer that is classified as a connected person of the Company. In furtherance to the above, any person who is not considered a connected person of the Company and