https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8251 SEC to conduct public hearing on draft regulations under the Digital Asset Business Law Bangkok, 15 May 2018 ? The SEC will conduct a public
the Digital Asset Business Law to lay out guidelines for supervising offering of digital tokens https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC to conduct public hearing on draft
maintenance reports. The SEC, having considered that Renaissance’s conduct of business was such that serious damage may be caused to the public interest, proposed the case for consideration of the Capital
}: considering the level of her wrongful conduct, her status as an approved securities investment consultant should be revoked. However, since the said status had already expired on 31 December 2019. SEC
Professional Conduct dated June 21, 2005 and Clause 14(6) of the SEC Office Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 which was in
to accept the right under the Strategic Partnership Agreement between the Company and Hemaraj Land and Development Public Company Limited (“Hemaraj”) to conduct the business of distribution and retail
operational control which are able to uphold the derivatives business efficiently in order to ensure honest business conduct, taking into account the interest of the client, and fair treatment of all clients as
control which are able to uphold the derivatives business efficiently in order to ensure honest business conduct, taking into account the interest of the client, and fair treatment of all clients as well as
, Clause 38, Clause 43(3), and Clause 44 of the Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and