e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02/2017

e-service Online Submission See canceled document Investment Advisory >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Derivatives Advisors >> Approval & Qualifications   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Limited BDU >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Approval (Section 30)   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E

e-service Online Submission See canceled document Derivatives Dealer >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Dealer >> Approval (Section 30)   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E

SEC Secretary-General Rapee Sucharitkul stated that SEC has issued notifications related to the offering of digital token through ICO process and the the approval of ICO portal under the Royal

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board  TorThor/Nor