Under the IOSCO guidelines, international regulatory agencies jointly promote and endorse the financial education and investor protection campaign during the first week of October each year. The

imprisonment and fines. In case of activities liable to violation of other laws outside the SEC’s jurisdiction, the SEC will collaborate with the related agencies and authorities for further proceedings

offenders and informed the proceedings of both cases to relevant agencies for further consideration of enforcement under relevant laws.The SEC strongly urges investors to exercise discretion especially with

SEC may call for persons involved to provide information or submit evidentiary documentation while coordinating with foreign agencies to increase clarity for considering such matters.Also, the SEC

. Eventually, there should be no more setup of new property funds whilst the existing funds will be permitted to transform into REIT. ?We will be coordinating with relevant agencies to address tax and fee issues

Bangkok, February 6, 2012 ? The SEC Board has approved a draft revision to the regulation governing investment advisory business to allow foreign credit rating agencies (CRA) to disseminate voluntary

securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment

comprises agencies from both the public and private sectors to ensure all sectors’ views are reflected. In the initial phase, the list of agencies is as follows: 1. Bank of Thailand (BOT)* 2. The Securities

Project conducted in partnership with various market stakeholders, governmental agencies, private entities, and the Anti Online Scam Operation Center (AOC) under the Ministry of Digital Economy and

agencies to support legal enforcement under the SEA after the criminal complaint has been filed. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “This criminal complaint is an