Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which was
allowed to give investment advice on all types of non-complex capital market products and complex or high-risk debt instruments or investment units, e.g., investment units of mutual funds offered to
advice on all types of non-complex capital market products, as well as complex or high-risk debt instruments or investment units, such as investment units of mutual funds offered to institutional or ultra
information is accessible by the mutual fund management company. Disclosure of the information under paragraph one shall be made within 15 days from the last business day of each month, or, in the case of
rules for giving of investment advice and providing service related to trading of investment units, mutatis mutandis, except the case where specific requirements have been specified in this Notification
investment advice and providing service relating to trading investment units, mutatis mutandis, unless there is any provision in this Notification especially. Clause 7 Prior to accepting to be an agent for
benefits of a derivatives business operator or in connection with derivatives business in a position or a nature of work related to derivatives trading, solicitation or provision of advice relating to
คำแนะนำแบบเฉพาะเจาะจง (specific advice)” หมายความว่า การให้คำแนะนำแก่ผู้ลงทุน ซึ่งมีการพิจารณาถึงความเหมาะสมในการลงทุน วัตถุประสงค์ในการลงทุน ฐานะทางการเงิน หรือความต้องการของ
No. ECF2 035/2562 23 September 2562 Subject Notification on the resolutions of the Board of Directors’ Meeting approving the purchase of the ordinary shares in KPN Academy Company Limited, the increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1/2019 (2nd additional) To Director and Manager The Stock Exchange of Thailand Enclosure 1. Informati...