draft regulations to be more suitable. On 4 November 2021, the SEC Board Meeting No. 17/2564 passed a resolution approving amendment to the regulations. The SEC has later issued a notification of the

COMPLAINT Dimet 010-2019 June 12, 2019 Subject : Notification of investment in IGEN Energy Co., Ltd. and McTRIC Public Company Limited, Partial Business Transfer to the Subsidiary and Amendment of

then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client;    (2)  In July 2017, Nutnicha borrowed shares of

and transfer securities in the clients? accounts into those of other clients who were related to herself to seek personal gains.In addition, Pornthip filled in different confirmation phone numbers on

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

.   Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share

negligent with regard to supervision of the company?s core work systems.   Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s

/2018 December 19, 2018 Re: Notification of Resolutions of the Board of Directors’ Meeting No. 8/2018 Attn.: President The Stock Exchange of Thailand Enclosure 1. Information Memorandum on Acquisition of

. 2546 (2003) dated 19 November 2003 (as amended) (the “Connected Transaction Notification”). 3. General Description of the Transaction The Subsidiary shall acquire and accept transfer of the entire

Microsoft Word - J_สารสนเทศ_Casa Lapin_9 Aug 2017_EN   1 Ref: J60/014 9 August 2017 Subject: Notification on Acquiring Food and Beverage Business Company Attention: The President The Stock Exchange