Business Operation” means the Notification of the Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
Operating Systems Legal Basis for Data Processing The SEC Office collects your personal data to use in the analysis and the inspection or research into investment behavior and overview of foreign investment
/ActandRoyalEnactment/Act/explan-digital.docx HouseStyle Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางศิษฏศรี นาคะศิริ ผู้ช่วยเลขาธิการ สายยุทธศาสตร์และแผนงาน เป็นผู้แทนเข้ารับรางวัล “The Regulation and Supervision Awards Programme
law enforcement related to the capital market. During the event, SEC executives and guest speakers from securities companies and Thai Digital Asset Association presented lectures on supervision and
On 10 November 2023, the SEC Board Meeting No. 15/2566 passed a resolution approving a regulatory review on the supervision of digital asset custodial wallet providers. The approval included granting
experiences on supervision, enforcement, cooperation for addressing risks and challenges in relation to virtual assets, online harms, greenwashing, and market manipulation.The forums also discussed regional
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each