capital of 5 million baht, requiring to have proper management structure and adequate personnel for business operations. ICO portals must be well-prepared to due diligence ICO issuers, assess business
management to general public. Their activities involved advertisement, general solicitation and distribution through website www.sdc.us.com.The SEC?s probe revealed that Seandar Inc. and Matthew operated
securities businesses of brokerage, investment advisory and private fund management by advertising, soliciting and using website http://www.qg-corp.com. The said actions were subject to an imprisonment from 2
company's management and monitoring on personnel systems did not comply with professional standards. In this regard, the SEC warned KPMG Phoomchai Business Advisory Ltd. to emphasize on compliance with
wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible for operation and management of RAM assets, arranged for RAM to sell its acquired shares of Kiatnakin Bank
, without derivatives fund management license, had jointly managed funds for others for profits from derivatives investment. In so doing, they solicited and invited persons who wanted to invest in
• Explanation and analysis of financial status as at 31 March 2020 Explanation and analysis of financial performance for the three-month period ended 31 March 2020 Compared to the same period last year, the
analysis of financial status as at 31 December 2019 Explanation and analysis of financial performance for the year ended 31 December 2019 Compared to the same period last year, the company’s performance
e-service Online Submission Private Fund/ >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board Tor Nor 89/2558 Rules for
e-service Online Submission See canceled document Bond Dealer and Underwriter >> OTC Securities Dealer (section 114) Type Title Section See Document Status Notified Date Effective Date 1