Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by  the Notification of the Capital Market Supervisory Board No

offence commission. In addition, such act is currently deemed an offence under Section 242 and subject to the punishments under Section 296 and Section 296/2 of the SEA, as amended by the Securities and

Section 296/2 of the SEA, as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016). As to Benjamas, her assistance for Jajjai to commit the offence was itself an offence liable to the

Characteristics of Company Directors and Executives, dated 23 January 2017, which was issued by the virtue of Section 89/3 and Section 89/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the

of the SEA B.E.2535 (1992) as amended by the SEA (No.5) B.E.2559 (2016) prescribes that the criminal offenses under this Section shall be deemed the offenses whereby civil sanctions may be imposed on

Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board

Bangkok, September 20, 2016 ? The SEC has amended the rules governing the advertisement and disclosure of information on trigger funds to facilitate investors? thorough understanding of the key

. The SEC realizes the importance of cultivating investment culture through long-term savings and is of view that the Provident Fund Act of 1987 should be amended to help promote savings culture. The SEC

decision on appropriate forms of alliance with foreign counterparts to support future trading linkage;2. Supervision of Securities Business: Licensing provisions would be amended to grant the Securities and

recently approved transfer of PVD to RMF to support long-term savings and investment of employees. The governing regulations amended by virtue of the Provident Fund Act (No.4) B.E. 2558 (2015) will come into