entities under sub clause (1) (2) or (3), who hold(s) more than 90% of all issued shares of such company. Clause 3 An applicant would obtain an approval to perform trust business only if the applicant

SEC Office. Clause 11 An intermediary intending to outsource function related to business operation to a third party shall obtain an approval from the SEC Office before proceeding with the outsourcing

draft prospectus together with the application to obtain approval, it shall be deemed that the submitted registration statement is the evidentiary documentation supplemented to the application which has

. Pakorn Peetathawatchat, SET President revealed: “The SET did not stand by, but took every step to make sure that investors obtain accurate and adequate information in a timely manner, e.g., following up

activities on mutual fund investment will take place, including seminars, workshops and booth exhibition. The event participants will have a chance to obtain information and investment advice from the business

as well as arrange to obtain approval from its shareholders’ meeting on the entering into the connected transaction with votes of not less than three-quarters of the total votes of the 6 shareholders

duty to disclose the information memorandum regarding such transaction to the SET and appoint an independent financial advisor to provide opinions on the transaction as well as arrange to obtain approval

must contain the scope or policy on investment, investment restrictions, and the customers’ right to obtain intelligible and adequate information on the private fund management. Furthermore, any

customers’ objectives and needs, each private fund management contract must contain the scope or policy on investment, investment restrictions, and the customers’ right to obtain intelligible and adequate

management contract must contain the scope or policy on investment, investment restrictions, and the customers’ right to obtain intelligible and adequate information on the private fund management. Furthermore