effectiveness in enforcement of the law and protection of investment to be aligned with international standards” From the study of the related laws in five influential countries and a focus group meeting with
fundraising process; (5) Cyber Resilience: To elevate the standard of cybersecurity of business operators towards cyber resilience; (6) Data Protection: To support stakeholders in the capital market in
listed in a secondary market must be a public company limited and have investor protection measures under the law (the Public Limited Companies Act, B.E. 2535 (1992)). The draft regulations would relax
importance of human rights protection in business operation, and to encourage suitable application of the globally recognized UNGPs for businesses of different nature to achieve sustainable development while
respond to investors? demands and enhance investors? protection. SEC Assistant Secretary-General Duangmon Chuengsatiansup said: "investment consultants are required to have their clients take a suitability
investment, (2) investor education focusing on informing existing investors of financial products, risk profile and investors? right protection, and (3) sophisticated investor education focusing on higher risk
LIMITED SEC has ordered AI Energy Public Company Limited (AIE) and its parent company Asian Insulators Public Company Limited (AI) to cooperate with their auditors for the audit of the companies’ annual
, the SEC Board ordered Zipmex to return assets to its clients as per their requests.Later, at the meeting on 21 February 2024, the SEC Board considered that Zipmex had failed to comply with the
, Sakkarin tricked the client to believe that there were trading transactions in the client's account at Apple Wealth by showing fake trading documents to the client. Later, the client ordered to sell shares
her employer for six months. The SEC thus ordered another two months? suspension to complete the term. AEC Securities: (10) {K}, capital market investment consultant and investment planner, is