take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and

“Representative Sampling Strategy” ซึง่หมำยถงึกองทนุจะ เลอืกลงทนุในหลักทรัพยบ์ำงตัวทีพ่จิำรณำแลว้เห็นวำ่สำมำรถใชเ้ป็น ตัวแทนของหลักทรัพยท์ัง้หมดทีเ่ป็นสว่นประกอบของดัชนอีำ้งองิได ้ โดยหลักทรัพยนั์น้อำจจะเป็นสว่น

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...

ใหญ ่ 9 (2) มีตัวแทน (local representative) ของผู้รับผิดชอบในการด าเนินการซึ่งเป็น บริษัทหลักทรัพย์ที่ได้รับใบอนุญาตให้ประกอบธุรกิจหลักทรัพย์ หรือเป็นส านักงานตัวแทน ในประเทศไทย (representative office

years from the date of issue, in a way that such documents are prompt to be called or inspected by the SEC Office without delay. For the purpose of (4) in the first paragraph, the term “cyber security

years from the date of issue, in a way that such documents are prompt to be called or inspected by the SEC Office without delay. For the purpose of (4) in the first paragraph, the term “cyber security

years from the date of issue, in a way that such documents are prompt to be called or inspected by the SEC Office without delay. For the purpose of (4) in the first paragraph, the term “cyber security

with the client is terminated. Such documents and information shall be stored in the manner that enables prompt access for review by the Office when requested. Notified this 1st day of March 2007

, for at least 5 years from the date the account is closed /the business relationship with the client is terminated. Such documents and information shall be stored in the manner that enables prompt access