ASIA WEALTH SECURITIES COMPANY LIMITED This case is in the process of inquiry by the Criminal Court. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024

process in line with the current economic environment, international standards and relevant laws. The key points of revision are: (1)  To increase the amount of damage claim eligible for entering the

. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)

MR. PASU WACHIRAPONG - 18/05/2026 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment

MR. VICHAN WACHIRAPONG - 18/05/2026 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment

MR. AKARAT VANARAT - 18/05/2026 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment

MR. NATTHAWAT PIBOONTHANAAMORN - 18/05/2026 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth

Ms. Amornrat Sittitham Ms. Amornrat Sittitham failed to comply with the competent officer's order to testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303

Mr. Jirapat Tangtongjit Mr. Jirapat Tangtongjit failed to comply with the competent officer's order for testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303

Mr. Somsak Turapun Mr. Somsak Turapun failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint