covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of

also be reasonable and not resulting in a similar situation as non-operation. The regulations aim to ease the flexibility of the operation of business providers by reporting to SEC after outsourcing

aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for

September 5, 2023 with the aim at boosting the expansion of mutual fund investor base through the increase of investment knowledge and promoting mutual funds as an attractive savings option at the "Mutual

operators. The revised regulations require the said licensees appoint independent directors to perform their duties with honesty and trustworthiness for customer interest and thus aim to ensure efficient

of the accounts. The requirements aim to better reflect actual financial status and debt repayment capability of every client thereby enhancing securities companies? risk management and thus preserve

debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a

DEVELOPMENT AND MANAGEMENT PCL. ECF: EAST COAST FURNITECH PUBLIC COMPANY LIMITED ECL: EASTERN COMMERCIAL LEASING PUBLIC COMPANY LIMITED EE: ETERNAL ENERGY PUBLIC COMPANY LIMITED EFORL: E FOR L AIM PUBLIC

. ECF: EAST COAST FURNITECH PUBLIC COMPANY LIMITED ECL: EASTERN COMMERCIAL LEASING PUBLIC COMPANY LIMITED EE: ETERNAL ENERGY PUBLIC COMPANY LIMITED EFORL: E FOR L AIM PUBLIC COMPANY LIMITED EGCO

statements every six months, from once a year, (4) improving the characteristics of the summary of important information of bonds, which are called “factsheets”, to become more precise, concise, attractive