firm executives against whom the SEC files a criminal complaint as person of untrustworthy characteristics, active participation of minority shareholders in Extraordinary General Meeting of Shareholders
หลักเกณฑในการใชทรัสต สําหรับการบริหารและจดัการลงทุน (Active trust) สํานักงานอยูระหวางดําเนินการ ซ่ึงจะเปดรับฟงความ คิดเห็นเปนรายธุรกรรมตอไป เอกสารฉบับนี้จึงไดจดัทําขึ้นเพื่อรับฟงความคิดเห็นจาก
operational audit; (2) Arrange to have personnel perform duty as investment manager or to solicit investors, with prepared investment plans, to enter into a contract with derivatives fund manager. Any person
first paragraph, the supervisor may authorize other company to perform such duty if the securities company is able to demonstrate that the authorized company is able to effectively perform duty as
supervising the securities company under the first paragraph, the supervisor may authorize other company to perform such duty if the securities company is able to demonstrate that the authorized company is able
respectively. The net income increased from the previous year 0.94 million baht due to the restructuring, the management and marketing strategy, making adjustments to perform better, respectively. SSK
. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure to obligate them to